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Information Security Audit — NRB & NIA Regulatory Compliance

Independent information security audits aligned to Nepal Rastra Bank (NRB) and Nepal Insurance Authority (NIA) requirements. Includes SWIFT Customer Security Programme (CSP) assessment capability for financial institutions on the SWIFT network.

NRBNIASWIFT CSPRegulatory Audit

This service is distinct from ISO certification work. We assess against what your regulator expects — not only what a certification body checklist requires.

If you need ISO 27001, 27701, or 42001 implementation and certification readiness, see ISMS / PIMS / AIMS: Gap Assessment, Implementation & Audit.

Who this is for

NRB-regulated commercial banks, development banks, finance companies, and microfinance institutions subject to Nepal Rastra Bank information systems audit requirements. NIA-regulated life and non-life insurers subject to Nepal Insurance Authority IT and information security supervisory expectations. SWIFT member institutions needing Customer Security Programme (CSP) gap analysis or attestation support ahead of annual reporting cycles.

Methodology

  1. 01

    Engagement & Scope

    Align audit scope to your regulatory filing, prior audit findings, and NRB/NIA circular requirements — including SWIFT CSP controls where applicable.

  2. 02

    Document Review

    Review IS policies, risk assessments, access management records, change logs, incident registers, and vendor due diligence evidence.

  3. 03

    Control Testing & Fieldwork

    Test key controls through sampling, configuration review, and interviews with IT, security, and business process owners.

  4. 04

    Findings Validation

    Validate observations with your team before finalisation — factual, evidence-backed findings rated by risk and regulatory impact.

  5. 05

    Audit Report & Management Letter

    Issue the formal audit report and management letter in a format suitable for board, regulator, and remediation tracking.

What you get

  • Information systems audit report aligned to NRB or NIA supervisory expectations
  • Findings register with risk ratings and regulatory reference where applicable
  • Management letter for board and senior leadership
  • Remediation tracking sheet for follow-up and closure evidence
  • SWIFT CSP gap assessment report and remediation plan (for SWIFT member institutions)
Scope a regulatory audit

Or email contact@trinitytech.com.np